-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HUbRgxal2HMkDltuI1JUfULCJl42TEbYaHFYjCoqUKbeFn9Aj2eQqbbl2WpvwZuJ zVjaTte0sNhDx9tDuYEe0A== 0000950172-04-000373.txt : 20040212 0000950172-04-000373.hdr.sgml : 20040212 20040212061459 ACCESSION NUMBER: 0000950172-04-000373 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: GKW UNIFIED HOLDINGS, LLC GROUP MEMBERS: PACIFIC CAPITAL GROUP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL CROSSING LTD CENTRAL INDEX KEY: 0001061322 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 980189783 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55643 FILM NUMBER: 04588245 BUSINESS ADDRESS: STREET 1: WESSEX HOUSE 45 REID ST STREET 2: HAMILTON HM12 CITY: BERMUDA STATE: D0 ZIP: HM12 BUSINESS PHONE: 4412968600 MAIL ADDRESS: STREET 1: WESSEX HOUSE 45 REID STREET STREET 2: HAMILTON HM12 CITY: BERMUDA FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINNICK GARY CENTRAL INDEX KEY: 0001079096 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PACIFIC CAPITAL GROUP INC STREET 2: 150 EL CAMINO DR STE 204 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3102814900 MAIL ADDRESS: STREET 1: PACIFIC CAPITAL GROUP INC STREET 2: 150 EL CAMINO DR STE 204 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 SC 13G/A 1 los328203.txt SC 13G - AMENDMENT NO. 5 --------------------------------- OMB APPROVAL --------------------------------- OMB Number: 3235-0145 --------------------------------- Expires: December 31, 2005 --------------------------------- Estimated average burden hours per response. . . . . 11 --------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A-5 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5 - Final Amendment) GLOBAL CROSSING LTD. ---------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share ---------------------------------------------- (Title of Class of Securities) G3921A-100 ---------------------------------------------- (CUSIP Number) December 31, 2003 ---------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |x| Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------------------------------------------------- CUSIP No. G3921A-100 Schedule 13G/A-5 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gary Winnick - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER -0- SHARES ------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER -0- OWNED BY ------------------------------------------- EACH REPORTING 7. SOLE DISPOSITIVE POWER -0- PERSON WITH: ------------------------------------------- 8. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Pacific Capital Group, Inc. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER -0- SHARES ------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER -0- OWNED BY ------------------------------------------- 7. SOLE DISPOSITIVE POWER -0- EACH REPORTING ------------------------------------------- PERSON WITH: 8. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GKW Unified Holdings, LLC - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER -0- SHARES ------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER -0- OWNED BY ------------------------------------------- 7. SOLE DISPOSITIVE POWER -0- EACH REPORTING ------------------------------------------- PERSON WITH: 8. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- SCHEDULE 13G This Amendment No. 5 - Final Amendment (the "Amendment") constitutes the final amendment of the Statement on Schedule 13G, dated February 12, 1999, as amended (the "Schedule 13G"), relating to shares of the common stock, $0.01 par value per share (the "Common Stock"), of Global Crossing Ltd. (the "Company"). Pursuant to Rule 13d-2 of Regulation 13D-G promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby file this Schedule 13G Statement on behalf of Gary Winnick, Pacific Capital Group, Inc., a California corporation ("PCG"), and GKW Unified Holdings, LLC, a Delaware limited liability company ("GKW"). The foregoing Gary Winnick, PCG and GKW are sometimes hereinafter referred to as the "Reporting Persons." Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have the meaning assigned to such term in the Schedule 13G. Item 4. Ownership. Item 4 is hereby amended and supplemented as follows: (a), (b), (c) All equity securities of the Company (including, but not limited to, common stock, preferred stock, stock options and warrants) were cancelled in connection with its emergence from bankruptcy on December 9, 2003. Accordingly, Gary Winnick, PCG and GKW no longer beneficially own any equity securities of the Company. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2004 By: /s/ Gary Winnick ----------------------- GARY WINNICK SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2004 PACIFIC CAPITAL GROUP, INC. /s/ Gary Winnick --------------------------- Gary Winnick Chairman and Chief Executive Officer SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2004 GKW UNIFIED HOLDINGS, LLC By: /s/ Gregg W. Ritchie ------------------------- Gregg W. Ritchie Chief Financial Officer EXHIBIT INDEX Exhibit Number Title Page - ------- ----- ---- 1 Joint Filing Agreement among the Reporting Persons pursuant to Rule 13d-1(k)(1). 8 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree that this Amendment No. 5 - Final Amendment to the Statement on Schedule 13G, dated February 12, 1999 (the "Schedule 13G"), with respect to the common stock, par value $0.01 per share, of Global Crossing Ltd., is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an Exhibit to the Schedule 13G and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 10th day of February, 2004. /s/ Gary Winnick --------------------------------- GARY WINNICK PACIFIC CAPITAL GROUP, INC. /s/ Gary Winnick -------------------------------- Gary Winnick Chairman and Chief Executive Officer GKW UNIFIED HOLDINGS, LLC By: /s/ Gregg W. Ritchie ---------------------------- Gregg W. Ritchie Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----